Technology Solutions
Compliance Technology Driven by the Right Expertise.
Technology is only as effective as the compliance program it supports. CRC Oyster delivers compliance technology three ways: through Solutions, our purpose-built GRC platform; through RegTech assistance that helps firms select, implement, and optimize the tools their programs depend on; and through a dedicated AI governance practice built for the regulatory moment financial institutions are navigating right now.
Compliance Technology, RegTech Assistance, and AI Governance in One Practice.
Solutions
A full-scope GRC platform for broker-dealers and RIAs integrating trade surveillance, compliance monitoring, policy management, compliance calendar, CAT/CAIS reporting, and fund analysis in one system. Designed by compliance practitioners. Built to satisfy regulators.
RegTech Assistance
Selecting technology is the easy part. Configuring it correctly against your regulatory obligations, keeping it calibrated as your business evolves, and ensuring it actually performs as your compliance program requires, that’s where most firms need help. CRC Oyster provides that expertise across every major RegTech category.
AI Governance Practice
AI is being embedded into financial services operations faster than formal regulation is arriving. CRC Oyster’s AI governance practice helps financial institutions build the frameworks, oversight infrastructure, and documentation that regulators are already examining for.