Recording now available: The Art of Marketing In
A Changing Regulatory Environment
Expert Insights into SEC’s Updated Advertising Rule 206(4)-1
Our panel of industry experts and former regulators discussed:
- Where will the regulatory focus be
- What other firms are doing now
- Why are certain distribution methods being chosen over others
- How the definition of advertisement has expanded
- New general prohibitions
- Testimonials
Panelists
Beth Hendricks
Principal Owner & Consultant, Yeah, What She Said
Former Co-Head of Global Marketing, Riverfront Investments
Jeffrey Hiller
Former SEC Senior Counsel, Division of Enforcement
Tarah Williams
Chief Administrative Officer and
Director of Marketing, Prospera Financial