Vin is an accomplished compliance and operational risk management professional with over 30 years of regulatory and risk management experience across broker-dealers, registered investment advisers, and banks; he joined CRC Oyster in 2025.
Throughout his career, he has developed, implemented, and executed written supervisory procedures and testing plans that keep organizations’ controls effective in mitigating compliance risk, and has served as Chief Compliance Officer for both broker-dealers and registered investment advisers. His work spans procedure and process analysis, risk and control identification, corrective action validation, and the assessment of issues identified both internally and by regulatory bodies.
Vin holds a Bachelor of Science in Business Management and Economics from St. John’s University and a Certified Compliance and Regulatory Professional (CCRP) designation from Pace University, and maintains Series 4, 7, 8, 14, 24, 63, 79, and 99 securities licenses.
