Tim is a regulatory compliance and operations professional whose diligence, warmth, and genuine enthusiasm for the work resonate with clients and colleagues alike.
Before joining CRC Oyster in 2022, he spent four years as Director of Operations at Excel Securities & Associates Inc., a full-service independent broker-dealer and RIA, working alongside the COO to oversee the compliance program and day-to-day operations of the business. There, Tim served on the cybersecurity team, supervised new account opening, performed daily trade monitoring, maintained and traded managed account platform models, produced monthly and quarterly financial reports, and supported branch office inspections, vendor training, and employee onboarding.
Tim holds a Bachelor of Arts in Political Science and an MBA from Alfred University, and maintains Series 7 and 24 securities licenses.
