Tim has been with the firm since 2011 and brings 15 years of financial services experience focused on project management, clearing platform selection and negotiation, cybersecurity, data analysis, and compliance.
He works with firms across the size spectrum – from small RIAs and broker-dealers to some of the largest clearing firms in the country – supporting clearing platform assessments and conversions, cybersecurity current state assessments and gap analyses, mutual fund share class selection and fee reconciliation, 13F reporting, and performance reporting validation. Earlier in his career, Tim served as a Compliance Analyst at a dually registered broker-dealer and investment adviser, and held internships at the Federal Reserve Bank of Richmond, Wachovia Securities, and Riverfront Investment Group.
Tim holds a Bachelor of Science in Economics with a minor in Mathematics from Longwood University.
