Kris is a compliance professional with over 20 years of experience across asset management and financial services, and a depth of expertise in advertising and marketing communications compliance that is genuinely difficult to match.
Since joining CRC Oyster in 2019, she has handled high-touch client engagements and high-volume review work with equal precision, becoming one of the firm’s most relied-upon resources in the marketing compliance space. Before CRC Oyster, she served as a Principal Compliance Advisor at Nuveen, a TIAA company, reviewing marketing materials for the firm’s digital strategies, and held several roles at Transamerica Asset Management – managing a team of marketing compliance review analysts, performing branch audits of the firm’s retail broker-dealer, and supporting the Fund Complex compliance department.
Kris holds a Bachelor of Arts in Marketing and Management and maintains Series 7, 24, 63, and 65 securities licenses.
