Heather brings over 25 years of financial services experience with deep expertise in investment adviser operations and compliance; she joined the firm in 2022.
Before CRC Oyster, she served in multiple compliance and operations roles at B. Riley Wealth Management, including Investment Advisory Operations Manager and Compliance Officer, and previously held compliance and paraplanning roles at First Tennessee Brokerage and First Tennessee Bank. Her expertise spans advisory account oversight, branch audits, regulatory filings and examination support, advertising and correspondence review, account agreement development, annuity and alternative investment approvals, and continuing education program development.
Heather holds a Bachelor of Business Administration from the University of Memphis and has completed Investment Adviser Certified Compliance Professional (IACCP) coursework.
