Ashley is a seasoned compliance professional with over 20 years of experience and deep command of the Investment Advisers Act of 1940, with particular strength in private equity compliance.
A member of the team since 2017, she serves clients in strategic capacities including interim CCO engagements at larger multinational firms. Her career spans some of the most respected names in asset management: most recently as AVP in Legal and Compliance at The Blackstone Group, supporting the Real Estate Investor Relations team across investor suitability, marketing registration, and due diligence; before that, as a Compliance Officer at UBS Asset Management, where she built the firm’s Mutual Fund Sub-advisory compliance program and implemented a risk-based manager due diligence framework; and earlier, nearly a decade at Fred Alger Management handling risk assessments, trade and communications surveillance, investment guideline monitoring, best execution oversight, and mutual fund board reporting.
Ashley holds a Bachelor of Science in Business Administration from the University of Delaware.
