Jennifer’s diligence, consistency, and depth of knowledge anchor the firm’s broker-dealer compliance work.
A member of the CRC Oyster Leadership Team, she came to the firm in 2020 with more than 20 years of experience built across every layer of the compliance function – from back-office operations and supervision to registration, testing, training, and firm-wide risk management. A former Chief Compliance Officer and AML Officer of an independent broker-dealer, Jennifer has managed the full scope of a regulatory compliance program and has a track record of designing back-office process improvements that hold up long after implementation. Clients and colleagues rely on her for work that is thorough, precise, and consistent – the qualities that matter most when the stakes are regulatory.
Jennifer holds a Bachelor of Arts in Psychology from Michigan State University, maintains Series 7, 24, and 66 securities licenses, and holds the FINRA/Wharton Certified Regulatory and Compliance Professional (CRCP) designation.
